IRIDIAN ASSET MANAGEMENT LLC
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IRIDIAN ASSET MANAGEMENT LLC
(CRD# 104550)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Westport, CT.
The SEC approved the firm to operate as an RIA in
Dec 1995.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$8.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
15%
of RAUM.
Non-US investors represent
8%
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IRIDIAN ASSET MANAGEMENT LLC
also reported in
Mar 2019
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43
employees,
with
20
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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IRIDIAN ASSET MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
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IRIDIAN ASSET MANAGEMENT LLC has Notice Filings with the following State Securities Authorities:
CA-May 2005, CT-Mar 1998, DE-Feb 2012, FL-Jun 2003, IL-May 2004
, LA-Mar 2018, MA-Jun 2003, MD-Mar 2014, MI-May 2005, NE-Mar 2018
, NH-Mar 2018, NJ-May 2005, NY-May 2002, OH-May 2005, PA-May 2002
, TX-Jun 2003, VA-May 2005
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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