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JEFFERIES FINANCE LLC
JEFFERIES FINANCE LLC (CRD# 162264) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Apr 2012. In Feb 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $6.4 Billion, with discretion over 96% of those assets.   Pooled investment vehicles (Private Funds) account for 94% of RAUM.   Non-US investors represent 95% .  
 
JEFFERIES FINANCE LLC files an umbrella registration with the SEC. The firm also reported in Feb 2019
  • 75 employees, with 65 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
JEFFERIES FINANCE LLC has one or more disclosure events currently on file with the SEC.
 

View JEFFERIES FINANCE LLC's most recent Form ADV filing
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JEFFERIES FINANCE LLC has No Notice Filings with State Securities Authorities.


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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