JEFFERIES INVESTMENT ADVISERS, LLC
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JEFFERIES INVESTMENT ADVISERS, LLC
(CRD# 121767)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jan 2003.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$4.6 Billion,
with discretion over
96%
of those assets.
Pooled investment vehicles (Private Funds) account for
64%
of RAUM.
Non-US investors represent
2%
.
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JEFFERIES INVESTMENT ADVISERS, LLC
also reported in
Mar 2019
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108
employees,
with
47
performing advisory functions.
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A total of 9 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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JEFFERIES INVESTMENT ADVISERS, LLC has no disclosure events reported to the SEC at this time.
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JEFFERIES INVESTMENT ADVISERS, LLC has Notice Filings with the following State Securities Authorities:
AK-Sep 2015, AL-Sep 2015, AR-Sep 2015, AZ-Sep 2015, CA-Jan 2003
, CO-Sep 2015, CT-Mar 2010, DC-Sep 2015, DE-Sep 2015, FL-Jul 2015
, GA-Mar 2008, HI-Sep 2015, IA-Sep 2015, ID-Sep 2015, IL-Mar 2011
, IN-Sep 2015, KS-Sep 2015, KY-Sep 2015, LA-Sep 2015, MA-Mar 2008
, MD-Sep 2015, ME-Sep 2015, MI-Sep 2015, MN-Sep 2015, MO-Sep 2015
, MS-Sep 2015, MT-Sep 2015, NC-Sep 2015, ND-Sep 2015, NE-Sep 2015
, NH-Sep 2015, NJ-Oct 2015, NM-Sep 2015, NV-Sep 2015, NY-Jan 2003
, OH-Sep 2015, OK-Sep 2015, OR-Sep 2015, PA-Sep 2015, PR-Sep 2015
, RI-Sep 2015, SC-Sep 2015, SD-Sep 2015, TN-Sep 2015, TX-Mar 2008
, UT-Sep 2015, VA-Sep 2015, VI-Sep 2015, VT-Sep 2015, WA-Sep 2015
, WI-Sep 2015, WV-Sep 2015, WY-Apr 2018
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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SEC. Feel free to contact
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