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JEFFERIES INVESTMENT ADVISERS, LLC
JEFFERIES INVESTMENT ADVISERS, LLC (CRD# 121767) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Jan 2003. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $4.6 Billion, with discretion over 96% of those assets.   Pooled investment vehicles (Private Funds) account for 64% of RAUM.   Non-US investors represent 2% .  
 
JEFFERIES INVESTMENT ADVISERS, LLC also reported in Mar 2019
  • 108 employees, with 47 performing advisory functions.
  • A total of 9 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
JEFFERIES INVESTMENT ADVISERS, LLC has no disclosure events reported to the SEC at this time.
 

View JEFFERIES INVESTMENT ADVISERS, LLC's most recent Form ADV filing
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JEFFERIES INVESTMENT ADVISERS, LLC has Notice Filings with the following State Securities Authorities: AK-Sep 2015, AL-Sep 2015, AR-Sep 2015, AZ-Sep 2015, CA-Jan 2003 , CO-Sep 2015, CT-Mar 2010, DC-Sep 2015, DE-Sep 2015, FL-Jul 2015 , GA-Mar 2008, HI-Sep 2015, IA-Sep 2015, ID-Sep 2015, IL-Mar 2011 , IN-Sep 2015, KS-Sep 2015, KY-Sep 2015, LA-Sep 2015, MA-Mar 2008 , MD-Sep 2015, ME-Sep 2015, MI-Sep 2015, MN-Sep 2015, MO-Sep 2015 , MS-Sep 2015, MT-Sep 2015, NC-Sep 2015, ND-Sep 2015, NE-Sep 2015 , NH-Sep 2015, NJ-Oct 2015, NM-Sep 2015, NV-Sep 2015, NY-Jan 2003 , OH-Sep 2015, OK-Sep 2015, OR-Sep 2015, PA-Sep 2015, PR-Sep 2015 , RI-Sep 2015, SC-Sep 2015, SD-Sep 2015, TN-Sep 2015, TX-Mar 2008 , UT-Sep 2015, VA-Sep 2015, VI-Sep 2015, VT-Sep 2015, WA-Sep 2015 , WI-Sep 2015, WV-Sep 2015, WY-Apr 2018


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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