J.P. MORGAN ASSET MANAGEMENT
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J.P. MORGAN ASSET MANAGEMENT
(CRD# 107038)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Apr 1984.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1,401.3 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
19%
of RAUM.
Non-US investors represent
26%
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J.P. MORGAN ASSET MANAGEMENT
also reported in
Mar 2019
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3082
employees,
with
733
performing advisory functions.
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A total of 63 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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J.P. MORGAN ASSET MANAGEMENT has one or more disclosure events currently on file with the SEC.
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J.P. MORGAN ASSET MANAGEMENT has Notice Filings with the following State Securities Authorities:
AK-Apr 2002, AL-May 2002, AR-Apr 2002, AZ-Mar 2002, CA-Apr 1988
, CO-Mar 2002, CT-Oct 1999, DC-Mar 2002, DE-Aug 2003, FL-Feb 2001
, GA-Mar 2002, HI-Mar 2002, IA-Apr 2002, ID-Mar 2002, IL-Apr 1999
, IN-Mar 2002, KS-Mar 2002, KY-Mar 2002, LA-Mar 2002, MA-Mar 2001
, MD-Mar 2002, ME-Mar 2002, MI-Mar 2002, MN-Mar 2001, MO-May 1998
, MS-Mar 2002, MT-Mar 2002, NC-Mar 2002, ND-Mar 2002, NE-Mar 2002
, NH-Mar 2002, NJ-May 2002, NM-Mar 2002, NV-Mar 2002, NY-Jul 1997
, OH-Mar 2002, OK-Jun 2001, OR-Mar 2002, PA-Mar 2002, PR-Mar 2002
, RI-Mar 2002, SC-Mar 2002, SD-Apr 2002, TN-Mar 2002, TX-Apr 2002
, UT-Apr 2002, VA-Mar 2001, VI-Mar 2009, VT-Mar 2002, WA-Mar 2002
, WI-Mar 2002, WV-Apr 2002, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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