KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
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KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
(CRD# 104599)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Los Angeles, CA.
The SEC approved the firm to operate as an RIA in
May 1985.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$22.8 Billion,
with discretion over
78%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
also reported in
Mar 2019
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88
employees,
with
17
performing advisory functions.
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A total of 10 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC has one or more disclosure events currently on file with the SEC.
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KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AK-Feb 2001, AL-Feb 1995, AR-Jul 1995, AZ-Jan 1995, CA-Feb 1995
, CO-Feb 2001, CT-Dec 1997, DC-Feb 2001, DE-Jun 2002, FL-Jan 1998
, GA-Feb 2001, HI-Feb 1995, IA-Jun 1999, ID-Jan 1992, IL-Jan 1992
, IN-Feb 2001, KS-Feb 2001, KY-Feb 2001, LA-Feb 2001, MA-Feb 2001
, MD-Feb 2001, ME-Jun 1992, MI-Feb 2001, MN-Feb 2001, MO-Dec 1991
, MS-Dec 1997, MT-May 1999, NC-Feb 2001, ND-Feb 2001, NE-Jan 2002
, NH-Feb 2001, NJ-Feb 2001, NM-Feb 2001, NV-Nov 1991, NY-Feb 2001
, OH-Feb 2001, OK-Jan 1998, OR-Feb 2001, PA-Feb 2001, PR-Mar 1992
, RI-Jan 1993, SC-Feb 2001, SD-Feb 2001, TN-Mar 1998, TX-Jan 1998
, UT-Jan 1992, VA-Jan 1992, VT-Dec 1994, WA-Apr 1995, WI-Sep 1997
, WV-Nov 1991
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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