KLS PROFESSIONAL ADVISORS GROUP, LLC
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KLS PROFESSIONAL ADVISORS GROUP, LLC
(CRD# 133319)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Nov 2004.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.8 Billion,
with discretion over
91%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
3%
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KLS PROFESSIONAL ADVISORS GROUP, LLC
also reported in
Mar 2019
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55
employees,
with
31
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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KLS PROFESSIONAL ADVISORS GROUP, LLC has no disclosure events reported to the SEC at this time.
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KLS PROFESSIONAL ADVISORS GROUP, LLC has Notice Filings with the following State Securities Authorities:
CA-Nov 2004, CO-Mar 2014, CT-Nov 2004, DC-Nov 2004, FL-Jan 2006
, GA-Oct 2007, IL-Apr 2012, LA-Mar 2017, MA-Mar 2007, MD-Nov 2004
, NH-Jan 2006, NJ-Dec 2004, NM-Mar 2009, NY-Nov 2004, PA-Mar 2008
, SC-Mar 2018, TX-Nov 2004, VA-Nov 2004, WA-Mar 2019
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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