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KLS PROFESSIONAL ADVISORS GROUP, LLC
KLS PROFESSIONAL ADVISORS GROUP, LLC (CRD# 133319) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Nov 2004. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $5.8 Billion, with discretion over 91% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 3% .  
 
KLS PROFESSIONAL ADVISORS GROUP, LLC also reported in Mar 2019
  • 55 employees, with 31 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
KLS PROFESSIONAL ADVISORS GROUP, LLC has no disclosure events reported to the SEC at this time.
 

View KLS PROFESSIONAL ADVISORS GROUP, LLC's most recent Form ADV filing
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KLS PROFESSIONAL ADVISORS GROUP, LLC has Notice Filings with the following State Securities Authorities: CA-Nov 2004, CO-Mar 2014, CT-Nov 2004, DC-Nov 2004, FL-Jan 2006 , GA-Oct 2007, IL-Apr 2012, LA-Mar 2017, MA-Mar 2007, MD-Nov 2004 , NH-Jan 2006, NJ-Dec 2004, NM-Mar 2009, NY-Nov 2004, PA-Mar 2008 , SC-Mar 2018, TX-Nov 2004, VA-Nov 2004, WA-Mar 2019


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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