KORNITZER CAPITAL MANAGEMENT, INC.
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KORNITZER CAPITAL MANAGEMENT, INC.
(CRD# 111087)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Shawnee Mission, KS.
The SEC approved the firm to operate as an RIA in
Aug 1989.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$7.0 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
8%
of RAUM.
Non-US investors represent
0%
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KORNITZER CAPITAL MANAGEMENT, INC.
also reported in
Oct 2018
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36
employees,
with
20
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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KORNITZER CAPITAL MANAGEMENT, INC. has one or more disclosure events currently on file with the SEC.
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KORNITZER CAPITAL MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities:
AL-Feb 1992, AR-Nov 2008, AZ-Feb 2005, CA-Aug 1992, CT-Feb 2005
, DE-Jun 2015, FL-May 1992, GA-Feb 2005, ID-Jun 2016, IL-May 2001
, IN-Jan 2012, KS-Sep 1989, LA-Jun 2001, MA-Apr 1994, MD-Oct 1992
, ME-Jun 2016, MI-Feb 2005, MN-Jun 2013, MO-Jan 1992, MS-Nov 2008
, MT-Jun 2014, NC-Apr 2001, NE-Jan 2012, NH-Apr 2001, NJ-Oct 1992
, NM-Jan 2007, NV-Nov 2008, NY-Apr 1998, OH-Apr 2001, OK-Jan 2007
, OR-Jun 2016, PA-Jun 1992, SC-Feb 2005, SD-Jun 2017, TN-Jan 1998
, TX-Sep 1991, VA-Jun 1992, VT-Oct 1994, WA-Nov 2008, WI-Nov 2008
, WV-Jun 2014
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
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for errors or omissions. Please note
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