FindingFraud.org


Blog
Contact

LEAFHOUSE FINANCIAL ADVISORS, LLC
LEAFHOUSE FINANCIAL ADVISORS, LLC (CRD# 149694) is an SEC-Registered Investment Advisor (RIA), headquartered in Austin, TX. The SEC approved the firm to operate as an RIA in Nov 2013. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $5.0 Billion, with discretion over 93% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
LEAFHOUSE FINANCIAL ADVISORS, LLC also reported in Mar 2019
  • 13 employees, with 6 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
LEAFHOUSE FINANCIAL ADVISORS, LLC has no disclosure events reported to the SEC at this time.
 

View LEAFHOUSE FINANCIAL ADVISORS, LLC's most recent Form ADV filing
 irban42



LEAFHOUSE FINANCIAL ADVISORS, LLC has Notice Filings with the following State Securities Authorities: AL-Mar 2019, AZ-Jul 2018, CA-Mar 2019, CT-Mar 2019, FL-Mar 2019 , GA-Mar 2019, HI-Mar 2019, IA-Mar 2019, IL-Mar 2019, IN-Mar 2019 , KS-Mar 2019, KY-Mar 2019, LA-Jan 2014, MA-Mar 2019, MD-Mar 2019 , MI-Mar 2019, MN-Mar 2019, MO-Mar 2019, MS-Mar 2019, MT-Apr 2016 , NC-Mar 2019, ND-Mar 2019, NE-Apr 2016, NH-Mar 2019, NJ-Mar 2019 , NY-Feb 2014, OH-Mar 2019, OK-Mar 2019, OR-Mar 2019, PA-Mar 2019 , SC-Mar 2019, TN-Mar 2019, TX-Nov 2013, UT-Apr 2016, VA-Mar 2019 , WA-Mar 2019, WI-Mar 2019, WY-Mar 2019


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12