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LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA
LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA (CRD# 149156) is an SEC-Registered Investment Advisor (RIA), headquartered in Chicago, IL. The SEC approved the firm to operate as an RIA in Jan 2009. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $183.1 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 16% of RAUM.   Non-US investors represent 48% .  
 
LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA also reported in Mar 2019
  • 172 employees, with 84 performing advisory functions.
  • A total of 2 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA has no disclosure events reported to the SEC at this time.
 

View LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA's most recent Form ADV filing
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LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA has Notice Filings with the following State Securities Authorities: DE-Mar 2016, IL-Feb 2012, MA-Nov 2016, TX-Mar 2016, WA-Nov 2016


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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