LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA
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LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA
(CRD# 149156)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
Jan 2009.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$183.1 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
16%
of RAUM.
Non-US investors represent
48%
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LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA
also reported in
Mar 2019
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172
employees,
with
84
performing advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA has no disclosure events reported to the SEC at this time.
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LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA has Notice Filings with the following State Securities Authorities:
DE-Mar 2016, IL-Feb 2012, MA-Nov 2016, TX-Mar 2016, WA-Nov 2016
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