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LIME ROCK
LIME ROCK (CRD# 157127) is an SEC-Registered Investment Advisor (RIA), headquartered in Westport, CT. The SEC approved the firm to operate as an RIA in Mar 2012. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $7.1 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 65% .  
 
LIME ROCK also reported in Mar 2019
  • 237 employees, with 48 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
LIME ROCK has one or more disclosure events currently on file with the SEC.
 

View LIME ROCK's most recent Form ADV filing
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LIME ROCK has Notice Filings with the following State Securities Authorities: CT-Mar 2012


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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