LIME ROCK
|
|
LIME ROCK
(CRD# 157127)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Westport, CT.
The SEC approved the firm to operate as an RIA in
Mar 2012.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$7.1 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
100%
of RAUM.
Non-US investors represent
65%
.
|
|
LIME ROCK
also reported in
Mar 2019
-
237
employees,
with
48
performing advisory functions.
-
A total of 3 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
LIME ROCK has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
LIME ROCK has Notice Filings with the following State Securities Authorities:
CT-Mar 2012
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
