FindingFraud.org


Blog
Contact

LINCOLN FINANCIAL ADVISORS CORPORATION
LINCOLN FINANCIAL ADVISORS CORPORATION (CRD# 3978) is an SEC-Registered Investment Advisor (RIA), headquartered in Fort Wayne, IN. The SEC approved the firm to operate as an RIA in Oct 1992. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $22.3 Billion, with discretion over 18% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
LINCOLN FINANCIAL ADVISORS CORPORATION also reported in Mar 2019
  • 1995 employees, with 1399 performing advisory functions.
  • A total of 460 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
LINCOLN FINANCIAL ADVISORS CORPORATION has one or more disclosure events currently on file with the SEC.
 

View LINCOLN FINANCIAL ADVISORS CORPORATION's most recent Form ADV filing
 irban42



LINCOLN FINANCIAL ADVISORS CORPORATION has Notice Filings with the following State Securities Authorities: AK-Mar 1996, AL-Sep 1993, AR-Jul 1995, CA-Jul 1997, CO-Jan 1999 , CT-Oct 1997, DC-Dec 1995, DE-Sep 2003, FL-Nov 1992, GA-Mar 1993 , HI-Mar 1995, IA-Jan 1999, ID-Jun 1994, IL-Jun 1993, IN-Feb 2001 , KS-Oct 1997, KY-Oct 2003, LA-Oct 2001, MA-Aug 1994, MD-Apr 1993 , ME-Feb 1995, MI-Mar 2010, MN-Sep 1998, MO-Dec 1992, MS-Sep 1997 , MT-Dec 1997, NC-Jan 2001, ND-Jun 1994, NE-Sep 1997, NH-Sep 1994 , NJ-Aug 1993, NM-Feb 1998, NV-Sep 1993, NY-Mar 1998, OH-Nov 1999 , OK-Jan 1998, OR-Oct 2003, PA-Mar 2008, PR-Oct 2018, RI-Jan 1997 , SC-Dec 1992, SD-Sep 1993, TN-Oct 1997, TX-Jun 2002, UT-Jul 1993 , VA-Aug 1993, VT-May 1995, WA-Dec 1993, WI-Apr 1993, WV-Aug 1993 , WY-Jul 2017


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12