LINCOLN INVESTMENT
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LINCOLN INVESTMENT
(CRD# 519)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Fort Washington, PA.
The SEC approved the firm to operate as an RIA in
Sep 1978.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$9.0 Billion,
with discretion over
57%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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LINCOLN INVESTMENT
also reported in
Mar 2019
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1279
employees,
with
885
performing advisory functions.
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A total of 418 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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LINCOLN INVESTMENT has one or more disclosure events currently on file with the SEC.
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LINCOLN INVESTMENT has Notice Filings with the following State Securities Authorities:
AK-Apr 1999, AL-Feb 2001, AR-Jul 1992, CA-Jul 1997, CO- CT-Dec 1997, DC-Feb 1994, DE-Jun 2003, FL-Sep 1988, GA-<
, HI-Sep 1995, IA-Jan 1999, ID-Mar 1989, IL-May 1983, IN-<
, KS-Dec 1998, KY-Apr 1999, LA-Oct 2001, MD-Mar 1991, ME-<
, MI-Apr 1999, MN-Jan 1987, MO-Mar 1988, MS-Dec 1997, MT-<
, NC-May 2001, ND-Nov 2000, NE-Aug 2001, NH-Nov 1991, NJ-<
, NM-Jan 1989, NV-Nov 1990, NY-Jun 1982, OH-May 1999, OK-<
, OR-Apr 1999, PA-Mar 2011, RI-Jan 1993, SC-Jan 2001, SD-<
, TN-Apr 1999, TX-Jan 1985, UT-Jul 1994, VA-Aug 1989, VT-<
, WA-Sep 1988, WI-Dec 1990, WV-Jul 1986
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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