LMCG INVESTMENTS, LLC
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LMCG INVESTMENTS, LLC
(CRD# 149936)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Jul 2009.
In
Jan 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$7.0 Billion,
with discretion over
94%
of those assets.
Pooled investment vehicles (Private Funds) account for
23%
of RAUM.
Non-US investors represent
7%
.
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LMCG INVESTMENTS, LLC
also reported in
Jan 2019
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64
employees,
with
27
performing advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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LMCG INVESTMENTS, LLC has one or more disclosure events currently on file with the SEC.
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LMCG INVESTMENTS, LLC has Notice Filings with the following State Securities Authorities:
AK-Jul 2009, AL-Jul 2009, AR-Jul 2009, AZ-Jul 2009, CA-Jul 20
, CO-Jul 2009, CT-Jul 2009, DC-Jul 2009, DE-Jul 2009, FL-Jul 2
, GA-Jul 2009, HI-Jul 2009, IA-Jul 2009, ID-Jul 2009, IL-Jul 2
, IN-Jul 2009, KS-Jul 2009, KY-Jul 2009, LA-Jul 2009, MA-Jul 2
, MD-Jul 2009, ME-Jul 2009, MI-Jul 2009, MN-Jul 2009, MO-Jul 2
, MS-Jul 2009, MT-Jul 2009, NC-Jul 2009, ND-Jul 2009, NE-Jul 2
, NH-Jul 2009, NJ-Jul 2009, NM-Jul 2009, NV-Jul 2009, NY-Jul 2
, OH-Jul 2009, OK-Jul 2009, OR-Jul 2009, PA-Jul 2009, PR-Jul 2
, RI-Jul 2009, SC-Jul 2009, SD-Jul 2009, TN-Jul 2009, TX-Jul 2
, UT-Jul 2009, VA-Jul 2009, VT-Jul 2009, WA-Jul 2009, WI-Jul 2
, WV-Jul 2009, WY-Jan 2019
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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