FindingFraud.org


Blog
Contact

LOTUSGROUP ADVISORS
LOTUSGROUP ADVISORS (CRD# 143379) is an SEC-Registered Investment Advisor (RIA), headquartered in Denver, CO. The SEC approved the firm to operate as an RIA in Aug 2017. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $14.3 Billion, with discretion over 52% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
LOTUSGROUP ADVISORS also reported in Mar 2019
  • 9 employees, with 8 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
LOTUSGROUP ADVISORS has no disclosure events reported to the SEC at this time.
 

View LOTUSGROUP ADVISORS's most recent Form ADV filing
 irban42



LOTUSGROUP ADVISORS has Notice Filings with the following State Securities Authorities: CA-Aug 2017, CO-Aug 2017, NH-Feb 2018, NY-Aug 2017, TX-Aug 20


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12