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LSIA
LSIA (CRD# 146829) is an SEC-Registered Investment Advisor (RIA), headquartered in Bloomfield Hills, MI. The SEC approved the firm to operate as an RIA in Jul 2008. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $5.2 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 17% of RAUM.   Non-US investors represent 0% .  
 
LSIA also reported in Mar 2019
  • 14 employees, with 9 performing advisory functions.
  • A total of 5 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
LSIA has no disclosure events reported to the SEC at this time.
 

View LSIA's most recent Form ADV filing
 irban42



LSIA has Notice Filings with the following State Securities Authorities: CA-Jul 2008, FL-Jan 2009, IA-Jan 2009, LA-Mar 2016, MA- MD-Jan 2009, MI-Jul 2008, NC-Jan 2009, NH-Jan 2009, NY-< , TX-Dec 2008, WI-Jul 2008


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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