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MAIN STREET ADVISORS
MAIN STREET ADVISORS (CRD# 43011) is an SEC-Registered Investment Advisor (RIA), headquartered in Santa Monica, CA. The SEC approved the firm to operate as an RIA in Jul 1997. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $4.8 Billion, with discretion over 60% of those assets.   Pooled investment vehicles (Private Funds) account for 27% of RAUM.   Non-US investors represent 4% .  
 
MAIN STREET ADVISORS also reported in Mar 2019
  • 14 employees, with 12 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
MAIN STREET ADVISORS has no disclosure events reported to the SEC at this time.
 

View MAIN STREET ADVISORS's most recent Form ADV filing
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MAIN STREET ADVISORS has Notice Filings with the following State Securities Authorities: CA-Apr 2006, TX-Mar 2012


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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