MAIN STREET ADVISORS
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MAIN STREET ADVISORS
(CRD# 43011)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Santa Monica, CA.
The SEC approved the firm to operate as an RIA in
Jul 1997.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$4.8 Billion,
with discretion over
60%
of those assets.
Pooled investment vehicles (Private Funds) account for
27%
of RAUM.
Non-US investors represent
4%
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MAIN STREET ADVISORS
also reported in
Mar 2019
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14
employees,
with
12
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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MAIN STREET ADVISORS has no disclosure events reported to the SEC at this time.
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MAIN STREET ADVISORS has Notice Filings with the following State Securities Authorities:
CA-Apr 2006, TX-Mar 2012
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from the SEC website and is believed to be
accurate. FindingFraud.org is
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for errors or omissions. Please note
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