MANNING & NAPIER ADVISORS, LLC
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MANNING & NAPIER ADVISORS, LLC
(CRD# 105992)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Fairport, NY.
The SEC approved the firm to operate as an RIA in
Jun 1975.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$19.9 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
9%
of RAUM.
Non-US investors represent
2%
.
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MANNING & NAPIER ADVISORS, LLC
also reported in
Mar 2019
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321
employees,
with
164
performing advisory functions.
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A total of 4 office locations.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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MANNING & NAPIER ADVISORS, LLC has no disclosure events reported to the SEC at this time.
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MANNING & NAPIER ADVISORS, LLC has Notice Filings with the following State Securities Authorities: AK-Mar 2013, AL-Apr 1994, AR-Jan 1998, AZ-Aug 1994, CA-Oct 1988
, CO-Mar 2010, CT-Sep 1997, DC-Nov 1993, DE-Jul 2003, FL-Aug 1988
, GA-Jan 1993, HI-Mar 2013, IA-Mar 2013, ID-Mar 2013, IL-May 1989
, IN-Feb 2001, KS-Mar 2013, KY-Sep 1988, LA-Mar 2013, MA-Apr 1994
, MD-Feb 1991, ME-Feb 2004, MI-Feb 1998, MN-Jan 1991, MO-Jun 2001
, MS-Mar 2008, MT-Mar 2013, NC-Dec 2000, ND-Mar 2013, NE-Mar 2013
, NH-Jun 1993, NJ-Dec 1989, NM-Mar 2013, NV-Mar 2013, NY-Jan 1985
, OH-May 1999, OK-Mar 1999, OR-Jul 1995, PA-Jan 1987, PR-Mar 2013
, RI-Jan 1993, SC-Dec 1995, SD-Mar 2013, TN-May 1992, TX-Jul 1994
, UT-Mar 2013, VA-Aug 1988, VI-Mar 2013, VT-Dec 1994, WA-Feb 2003
, WI-Jan 1991, WV-Aug 1988, WY-Apr 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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