MARINER WEALTH ADVISORS
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MARINER WEALTH ADVISORS
(CRD# 140195)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Overland Park, KS.
The SEC approved the firm to operate as an RIA in
Apr 2006.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$22.0 Billion,
with discretion over
85%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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MARINER WEALTH ADVISORS
also reported in
Mar 2019
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555
employees,
with
260
performing advisory functions.
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A total of 31 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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MARINER WEALTH ADVISORS has no disclosure events reported to the SEC at this time.
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MARINER WEALTH ADVISORS has Notice Filings with the following State Securities Authorities: AK-Jan 2019, AL-Mar 2018, AR-Mar 2018, AZ-Jan 2011, CA-Aug 20
, CO-Jan 2011, CT-Mar 2017, DC-Jan 2011, DE-Mar 2018, FL-Mar 2
, GA-Aug 2016, HI-Mar 2015, IA-Aug 2016, ID-Mar 2018, IL-Jan 2
, IN-Mar 2015, KS-May 2006, KY-Mar 2018, LA-Mar 2018, MA-Aug 2
, MD-Jan 2011, ME-Mar 2018, MI-Jan 2011, MN-Jan 2011, MO-May 2
, MS-Mar 2017, MT-Mar 2018, NC-Jan 2011, ND-Mar 2018, NE-Mar 2
, NH-Mar 2015, NJ-Feb 2011, NM-Jan 2011, NV-Mar 2010, NY-Mar 2
, OH-Mar 2015, OK-Aug 2008, OR-Mar 2015, PA-Jan 2011, PR-Mar 2
, RI-Mar 2018, SC-Mar 2017, SD-Feb 2017, TN-Mar 2018, TX-May 2
, UT-Jan 2011, VA-Jan 2011, VI-Mar 2018, VT-Mar 2015, WA-Mar 2
, WI-Mar 2017, WV-Mar 2018, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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