MARSHALL WACE NORTH AMERICA L.P.
|
|
MARSHALL WACE NORTH AMERICA L.P.
(CRD# 135902)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Sep 2009.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$19.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
90%
of RAUM.
Non-US investors represent
90%
.
|
|
MARSHALL WACE NORTH AMERICA L.P.
also reported in
Jul 2018
-
60
employees,
with
30
performing advisory functions.
-
A total of 3 office locations.
-
No registrations with foreign financial regulatory authorities.
-
Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
MARSHALL WACE NORTH AMERICA L.P. has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
MARSHALL WACE NORTH AMERICA L.P. has Notice Filings with the following State Securities Authorities: <
CA-Jan 2016, NY-Jul 2014, PA-Aug 2015
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
