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MARSHALL WACE NORTH AMERICA L.P.
MARSHALL WACE NORTH AMERICA L.P. (CRD# 135902) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Sep 2009. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $19.8 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 90% of RAUM.   Non-US investors represent 90% .  
 
MARSHALL WACE NORTH AMERICA L.P. also reported in Jul 2018
  • 60 employees, with 30 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
MARSHALL WACE NORTH AMERICA L.P. has no disclosure events reported to the SEC at this time.
 

View MARSHALL WACE NORTH AMERICA L.P.'s most recent Form ADV filing
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MARSHALL WACE NORTH AMERICA L.P. has Notice Filings with the following State Securities Authorities: < CA-Jan 2016, NY-Jul 2014, PA-Aug 2015


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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