MASON INVESTMENT ADVISORY SERVICES INC
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MASON INVESTMENT ADVISORY SERVICES INC
(CRD# 111113)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Reston, VA.
The SEC approved the firm to operate as an RIA in
Dec 1982.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$6.5 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
1%
.
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MASON INVESTMENT ADVISORY SERVICES INC
also reported in
Mar 2019
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68
employees,
with
26
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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MASON INVESTMENT ADVISORY SERVICES INC has no disclosure events reported to the SEC at this time.
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MASON INVESTMENT ADVISORY SERVICES INC has Notice Filings with the following State Securities Authorities: AZ-Apr 2001, CA-Jan 1999, CO-May 2006, CT-Jul 1997, DC-Oct 2001
, FL-Mar 1997, GA-Mar 2009, ID-Mar 2019, IL-Dec 1993, IN-Mar 2010
, KY-Mar 2015, LA-Mar 2015, MA-Jan 1997, MD-May 1991, MI-Jan 2000
, MN-Sep 2004, NC-Mar 2015, NH-Sep 1996, NJ-May 1993, NY-Oct 2001
, OH-May 2006, OR-Mar 2019, PA-Oct 2000, SC-Feb 2008, TN-Mar 2019
, TX-Jun 2001, UT-Jun 2005, VA-May 1991, VT-Oct 2009, WA-Mar 2019
, WI-Feb 2006, WY-Mar 2019
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
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for errors or omissions. Please note
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SEC. Feel free to contact
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