MCDONNELL INVESTMENT MANAGEMENT, LLC
|
|
MCDONNELL INVESTMENT MANAGEMENT, LLC
(CRD# 166176)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Oakbrook Terrace, IL.
The SEC approved the firm to operate as an RIA in
Dec 2012.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$11.7 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
MCDONNELL INVESTMENT MANAGEMENT, LLC
also reported in
Mar 2019
-
50
employees,
with
23
performing advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
MCDONNELL INVESTMENT MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
MCDONNELL INVESTMENT MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AK-Jan 2013, AL-Jan 2013, AR-Jan 2013, AZ-Jan 2013, CA-Jan 2013
, CO-Jan 2013, CT-Jan 2013, DC-Jan 2013, DE-Jan 2013, FL-Jan 2013
, GA-Jan 2013, HI-Jan 2013, IA-Jan 2013, ID-Jan 2013, IL-Jan 2013
, IN-Jan 2013, KS-Jan 2013, KY-Jan 2013, LA-Jan 2013, MA-Jan 2013
, MD-Jan 2013, ME-Jan 2013, MI-Jan 2013, MN-Jan 2013, MO-Jan 2013
, MS-Jan 2013, MT-Jan 2013, NC-Jan 2013, ND-Jan 2013, NE-Jan 2013
, NH-Jan 2013, NJ-Jan 2013, NM-Jan 2013, NV-Jan 2013, NY-Jan 2013
, OH-Jan 2013, OK-Jan 2013, OR-Jan 2013, PA-Jan 2013, PR-Jan 2013
, RI-Jan 2013, SC-Jan 2013, SD-Jan 2013, TN-Jan 2013, TX-Jan 2013
, UT-Jan 2013, VA-Jan 2013, VT-Jan 2013, WA-Jan 2013, WI-Jan 2013
, WV-Jan 2013
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
