MERCER GLOBAL ADVISORS INC.
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MERCER GLOBAL ADVISORS INC.
(CRD# 147363)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Denver, CO.
The SEC approved the firm to operate as an RIA in
May 2008.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$10.7 Billion,
with discretion over
97%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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MERCER GLOBAL ADVISORS INC.
also reported in
Mar 2019
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342
employees,
with
223
performing advisory functions.
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A total of 41 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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MERCER GLOBAL ADVISORS INC. has no disclosure events reported to the SEC at this time.
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MERCER GLOBAL ADVISORS INC. has Notice Filings with the following State Securities Authorities:
AK-May 2008, AL-May 2008, AR-May 2008, AZ-May 2008, CA-May 2008
, CO-May 2008, CT-May 2008, DC-May 2008, DE-Jul 2008, FL-May 2008
, GA-May 2008, HI-May 2008, IA-Jul 2008, ID-May 2008, IL-Jul 2008
, IN-May 2008, KS-May 2008, KY-May 2008, LA-May 2008, MA-May 2008
, MD-May 2008, ME-May 2008, MI-May 2008, MN-May 2008, MO-May 2008
, MS-May 2008, MT-May 2008, NC-May 2008, ND-Jun 2008, NE-May 2008
, NH-May 2008, NJ-Jul 2008, NM-May 2008, NV-May 2008, NY-May 2008
, OH-May 2008, OK-May 2008, OR-May 2008, PA-May 2008, PR-Apr 2013
, RI-May 2008, SC-May 2008, SD-Jul 2008, TN-Jun 2008, TX-Jul 2008
, UT-May 2008, VA-May 2008, VI-Jan 2013, VT-May 2008, WA-May 2008
, WI-May 2008, WV-May 2008, WY-Oct 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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