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MESA WEST CAPITAL
MESA WEST CAPITAL (CRD# 158959) is an SEC-Registered Investment Advisor (RIA), headquartered in Los Angeles, CA. The SEC approved the firm to operate as an RIA in Sep 2011. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $7.3 Billion, with discretion over 93% of those assets.   Pooled investment vehicles (Private Funds) account for 95% of RAUM.   Non-US investors represent 12% .  
 
MESA WEST CAPITAL files an umbrella registration with the SEC. The firm also reported in Mar 2019
  • 36 employees, with 26 performing advisory functions.
  • A total of 5 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
MESA WEST CAPITAL has no disclosure events reported to the SEC at this time.
 

View MESA WEST CAPITAL's most recent Form ADV filing
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MESA WEST CAPITAL has Notice Filings with the following State Securities Authorities: CA-Sep 2011, IL-Jun 2015, NY-Mar 2012


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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