MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
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MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
(CRD# 111135)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
May 1986.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$24.3 Billion,
with discretion over
96%
of those assets.
Pooled investment vehicles (Private Funds) account for
11%
of RAUM.
Non-US investors represent
0%
.
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MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
also reported in
Mar 2019
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179
employees,
with
98
performing advisory functions.
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A total of 10 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. has no disclosure events reported to the SEC at this time.
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MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities:
AK-Nov 2008, AL-Apr 2012, AR-Jul 2005, AZ-Aug 1994, CA-Sep 1987
, CO-Jun 2005, CT-Jun 2005, DC-Jun 2001, DE-Apr 2012, FL-Mar 1989
, GA-Oct 1992, HI-Jan 2013, IA-Jun 2005, ID-Apr 2012, IL-Jan 1987
, IN-Jun 2001, KS-Apr 2012, KY-Jun 2001, LA-Nov 2008, MA-Jun 2005
, MD-Jun 2001, ME-Apr 2012, MI-Jun 1999, MN-Jun 2001, MO-Mar 2003
, MS-Apr 2012, MT-Apr 2012, NC-Jun 2001, ND-Apr 2012, NE-Apr 2012
, NH-Nov 1992, NJ-Nov 1996, NM-Oct 2001, NV-Jun 2005, NY-Oct 2001
, OH-Jun 2001, OK-Apr 2012, OR-Apr 2012, PA-Jun 2001, PR-Mar 2005
, RI-Mar 2003, SC-Jun 2005, SD-Apr 1992, TN-Jun 2009, TX-Jan 1993
, UT-Apr 2012, VA-Jun 2005, VT-Apr 2012, WA-Jun 2001, WI-Jun 1988
, WV-Apr 2012, WY-Jun 2018
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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