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MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED (CRD# 152807) is an SEC-Registered Investment Advisor (RIA), headquartered in Hong Kong, Hong Kong. The SEC approved the firm to operate as an RIA in Feb 2010. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $4.8 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 96% of RAUM.   Non-US investors represent 94% .  
 
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED also reported in Mar 2019
  • 60 employees, with 21 performing advisory functions.
  • A total of 2 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED has one or more disclosure events currently on file with the SEC.
 

View MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED's most recent Form ADV filing
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MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED has No Notice Filings with State Securities Authorities.


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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