MONETA GROUP INVESTMENT ADVISORS, LLC
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MONETA GROUP INVESTMENT ADVISORS, LLC
(CRD# 104727)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Clayton, MO.
The SEC approved the firm to operate as an RIA in
Jun 1989.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$20.3 Billion,
with discretion over
45%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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MONETA GROUP INVESTMENT ADVISORS, LLC
also reported in
Mar 2019
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300
employees,
with
120
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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MONETA GROUP INVESTMENT ADVISORS, LLC has no disclosure events reported to the SEC at this time.
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MONETA GROUP INVESTMENT ADVISORS, LLC has Notice Filings with the following State Securities Authorities:
AL-Jan 2003, AR-Mar 2001, AZ-Apr 2001, CA-Apr 2001, CO-Jan 2003
, CT-Jan 2009, FL-Sep 1994, GA-Nov 1995, IA-Mar 2008, IL-Mar 1990
, IN-Mar 2008, KS-Apr 2001, LA-Jan 2007, MA-Jan 2003, MD-Jan 2007
, MI-Mar 2001, MN-Jan 2003, MO-Jul 1989, NC-Nov 2001, NE-Mar 2008
, NH-Jan 2007, NJ-May 2001, NV-Jan 2007, NY-Jan 2007, OH-Mar 2001
, OK-Jan 2003, OR-Mar 2008, PA-Mar 2008, SC-Mar 2001, SD-Sep 2015
, TN-Apr 2001, TX-Jul 1997, UT-Aug 2018, VA-Mar 2001, WA-Jan 2003
, WI-Jan 2007, WY-Jun 2018
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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SEC. Feel free to contact
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