MORNINGSTAR INVESTMENT SERVICES LLC
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MORNINGSTAR INVESTMENT SERVICES LLC
(CRD# 112525)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
Jul 2001.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$10.6 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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MORNINGSTAR INVESTMENT SERVICES LLC
also reported in
Mar 2019
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31
employees,
with
0
performing advisory functions.
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A total of 13 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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MORNINGSTAR INVESTMENT SERVICES LLC has no disclosure events reported to the SEC at this time.
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MORNINGSTAR INVESTMENT SERVICES LLC has Notice Filings with the following State Securities Authorities:
AK-Jul 2001, AL-Jul 2001, AR-Jul 2001, AZ-Jul 2001, CA-Jul 2001
, CO-Jul 2001, CT-Jul 2001, DC-Jul 2001, DE-Jul 2001, FL-Jul 2001
, GA-Jul 2001, HI-Jul 2001, IA-Jul 2001, ID-Jul 2001, IL-Aug 2001
, IN-Jul 2001, KS-Jul 2001, KY-Jul 2001, LA-Jul 2001, MA-Jul 2001
, MD-Jul 2001, ME-Jul 2001, MI-Jul 2001, MN-Jul 2001, MO-Jul 2001
, MS-Jul 2001, MT-Jul 2001, NC-Jul 2001, ND-Jul 2001, NE-Jul 2001
, NH-Jul 2001, NJ-Aug 2001, NM-Jul 2001, NV-Jul 2001, NY-Nov 2001
, OH-Jul 2001, OK-Feb 2002, OR-Jul 2001, PA-Jul 2001, PR-Jul 2001
, RI-Jul 2001, SC-Jul 2001, SD-Jul 2001, TN-Oct 2001, TX-Jul 2001
, UT-Jul 2001, VA-Jul 2001, VI-Jan 2014, VT-Jul 2001, WA-Jul 2001
, WI-Jul 2001, WV-Jul 2001, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
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