NATIONAL INVESTMENT SERVICES, INC
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NATIONAL INVESTMENT SERVICES, INC
(CRD# 111746)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Milwaukee, WI.
The SEC approved the firm to operate as an RIA in
Nov 1993.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$7.2 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
3%
of RAUM.
Non-US investors represent
0%
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NATIONAL INVESTMENT SERVICES, INC
also reported in
Mar 2019
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38
employees,
with
14
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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NATIONAL INVESTMENT SERVICES, INC has no disclosure events reported to the SEC at this time.
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NATIONAL INVESTMENT SERVICES, INC has Notice Filings with the following State Securities Authorities:
CA-Jan 2015, FL-Jan 2015, IL-Jun 1994, IN-Jan 2015, KY-Mar 2018
, LA-Mar 2018, MD-Mar 2019, MI-Jan 2015, MN-Mar 2018, MO-Mar 2018
, NV-Jan 2015, NY-Mar 2018, OH-Jan 2015, PA-Oct 2006, SC-Mar 2018
, TX-Mar 2019, WA-Mar 2017, WI-Jan 1994
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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