FindingFraud.org


Blog
Contact

NATIONAL INVESTMENT SERVICES, INC
NATIONAL INVESTMENT SERVICES, INC (CRD# 111746) is an SEC-Registered Investment Advisor (RIA), headquartered in Milwaukee, WI. The SEC approved the firm to operate as an RIA in Nov 1993. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $7.2 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 3% of RAUM.   Non-US investors represent 0% .  
 
NATIONAL INVESTMENT SERVICES, INC also reported in Mar 2019
  • 38 employees, with 14 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
NATIONAL INVESTMENT SERVICES, INC has no disclosure events reported to the SEC at this time.
 

View NATIONAL INVESTMENT SERVICES, INC's most recent Form ADV filing
 irban42



NATIONAL INVESTMENT SERVICES, INC has Notice Filings with the following State Securities Authorities: CA-Jan 2015, FL-Jan 2015, IL-Jun 1994, IN-Jan 2015, KY-Mar 2018 , LA-Mar 2018, MD-Mar 2019, MI-Jan 2015, MN-Mar 2018, MO-Mar 2018 , NV-Jan 2015, NY-Mar 2018, OH-Jan 2015, PA-Oct 2006, SC-Mar 2018 , TX-Mar 2019, WA-Mar 2017, WI-Jan 1994


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12