NATIONWIDE INVESTMENT ADVISORS, LLC
|
|
NATIONWIDE INVESTMENT ADVISORS, LLC
(CRD# 142373)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Columbus, OH.
The SEC approved the firm to operate as an RIA in
Aug 1996.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$7.1 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
NATIONWIDE INVESTMENT ADVISORS, LLC
also reported in
Mar 2019
-
430
employees,
with
361
performing advisory functions.
-
A total of 10 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
NATIONWIDE INVESTMENT ADVISORS, LLC has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
NATIONWIDE INVESTMENT ADVISORS, LLC has Notice Filings with the following State Securities Authorities:
AK-Nov 1996, AL-Feb 1997, AR-Feb 1997, AZ-Jul 2005, CA-Jul 1997
, CO-Jan 1999, CT-Sep 1997, DC-Nov 1996, DE-Nov 2006, FL-May 1996
, GA-Oct 1996, HI-Sep 1997, IA-Jan 1999, ID-Jan 1997, IL-Feb 1997
, IN-Feb 2001, KS-Dec 1997, KY-Feb 2001, LA-Oct 2001, MA-Jul 2005
, MD-Jan 1997, ME-Jan 1997, MI-Jan 1998, MN-Mar 1997, MO-Jul 1997
, MS-Jan 1998, MT-Dec 1997, NC-Feb 2001, ND-Nov 1996, NE-Jan 1998
, NH-Apr 1997, NJ-Feb 1997, NM-Jan 1997, NV-Jan 1997, NY-Dec 1996
, OH-Jan 2000, OK-Jan 1998, OR-Jul 2005, PA-Feb 2001, PR-Apr 1997
, RI-Oct 1996, SC-Feb 2001, SD-Jan 1997, TN-Jan 1998, TX-Nov 2006
, UT-May 1997, VA-Jan 1997, VT-Jan 1997, WA-Sep 1996, WI-Mar 1997
, WV-Oct 1996, WY-Mar 2018
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
