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NEPC, LLC
NEPC, LLC (CRD# 110562) is an SEC-Registered Investment Advisor (RIA), headquartered in Boston, MA. The SEC approved the firm to operate as an RIA in Aug 1990. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $19.0 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
NEPC, LLC also reported in Mar 2019
  • 275 employees, with 99 performing advisory functions.
  • A total of 8 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
NEPC, LLC has no disclosure events reported to the SEC at this time.
 

View NEPC, LLC's most recent Form ADV filing
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NEPC, LLC has Notice Filings with the following State Securities Authorities: CA-Oct 2006, CT-Feb 2005, FL-Mar 2016, GA-Jan 2010, IL- LA-Sep 2012, MA-Apr 2005, MI-Feb 2005, MN-Mar 2015, NC-< , NH-Mar 2011, NJ-Apr 2017, NV-Oct 2006, NY-Oct 2001, OH-< , OR-Mar 2018, TX-Mar 2010


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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