NEWFLEET ASSET MANAGEMENT, LLC
|
|
NEWFLEET ASSET MANAGEMENT, LLC
(CRD# 104532)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Hartford, CT.
The SEC approved the firm to operate as an RIA in
Apr 1996.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$10.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
6%
of RAUM.
Non-US investors represent
1%
.
|
|
NEWFLEET ASSET MANAGEMENT, LLC
also reported in
Mar 2019
-
32
employees,
with
24
performing advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
NEWFLEET ASSET MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
NEWFLEET ASSET MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: CT-Feb 1999
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
