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NEWPORT GROUP SECURITIES, INC.
NEWPORT GROUP SECURITIES, INC. (CRD# 29722) is an SEC-Registered Investment Advisor (RIA), headquartered in Lake Mary, FL. The SEC approved the firm to operate as an RIA in Jul 2001. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $26.2 Billion, with discretion over 5% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
NEWPORT GROUP SECURITIES, INC. also reported in Mar 2019
  • 32 employees, with 22 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
NEWPORT GROUP SECURITIES, INC. has no disclosure events reported to the SEC at this time.
 

View NEWPORT GROUP SECURITIES, INC.'s most recent Form ADV filing
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NEWPORT GROUP SECURITIES, INC. has Notice Filings with the following State Securities Authorities: AL-Jun 2011, AR-Jun 2011, AZ-Jun 2011, CA-Mar 2003, CO-Jan 2011 , CT-May 2017, DC-Jul 2004, DE-Jun 2011, FL-Nov 2001, GA-Jun 2011 , IL-Oct 2002, IN-Jun 2011, KY-Jun 2013, LA-Jun 2011, MA-Jun 2013 , MD-Mar 2003, ME-Jun 2011, MI-Jun 2013, MN-Aug 2006, MO-Jul 2004 , NC-Aug 2002, NJ-Aug 2011, NY-Jun 2011, OH-Jul 2001, OR-Jun 2013 , PA-Oct 2002, SC-Mar 2003, TN-Jul 2002, TX-Jul 2002, UT-Jun 2013 , VA-Mar 2003, WI-Jun 2011


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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