NIKKO ASSET MANAGEMENT ASIA LIMITED
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NIKKO ASSET MANAGEMENT ASIA LIMITED
(CRD# 161589)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Singapore, Singapore.
The SEC approved the firm to operate as an RIA in
Apr 2012.
In
Jun 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$7.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
31%
of RAUM.
Non-US investors represent
100%
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NIKKO ASSET MANAGEMENT ASIA LIMITED
also reported in
Jun 2018
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124
employees,
with
42
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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NIKKO ASSET MANAGEMENT ASIA LIMITED has one or more disclosure events currently on file with the SEC.
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NIKKO ASSET MANAGEMENT ASIA LIMITED has No Notice Filings with State Securities Authorities.
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