NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC
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NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC
(CRD# 110411)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jun 1991.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$25.2 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
60%
of RAUM.
Non-US investors represent
74%
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NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC
also reported in
Mar 2019
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41
employees,
with
19
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC has one or more disclosure events currently on file with the SEC.
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NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC has No Notice Filings with State Securities Authorities. |
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