NORTHERN TRUST INVESTMENTS, INCORPORATED
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NORTHERN TRUST INVESTMENTS, INCORPORATED
(CRD# 105780)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
Nov 1988.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$806.6 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
44%
of RAUM.
Non-US investors represent
0%
.
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NORTHERN TRUST INVESTMENTS, INCORPORATED
also reported in
Mar 2019
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573
employees,
with
155
performing advisory functions.
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A total of 10 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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NORTHERN TRUST INVESTMENTS, INCORPORATED has one or more disclosure events currently on file with the SEC.
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NORTHERN TRUST INVESTMENTS, INCORPORATED has Notice Filings with the following State Securities Authorities: <
AK-Jul 2000, AL-Dec 2000, AR-Jul 2000, AZ-Jul 2000, CA-Jul 2000
, CO-Jul 2000, CT-Aug 2000, DC-Sep 2000, DE-Aug 2003, FL-Jul 2000
, GA-Jul 2001, HI-Jul 2000, IA-Jul 2000, ID-Jul 2000, IL-Jul 2000
, IN-Feb 2001, KS-Jul 2000, KY-Jul 2000, LA-Mar 2002, MA-Jul 2000
, MD-Jul 2000, ME-Aug 2000, MI-Jul 2000, MN-Jul 2000, MO-Jul 2000
, MS-May 2000, MT-Jul 2000, NC-Dec 2000, ND-Jul 2000, NE-Aug 1994
, NH-Jul 2000, NJ-Jul 2000, NM-Jul 2000, NV-Aug 2000, NY-Jan 2000
, OH-Jul 2000, OK-Aug 2000, OR-Jul 2000, PA-Jul 2000, PR-Jul 2000
, RI-Jul 2000, SC-Jul 2000, SD-Jul 2000, TN-Jul 2000, TX-Jul 2000
, UT-Jul 2000, VA-Jul 2000, VT-Aug 2000, WA-Jul 2000, WI-Jul 2000
, WV-Jul 2000, WY-Sep 2017
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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