FindingFraud.org


Blog
Contact

NORTHERN TRUST INVESTMENTS, INCORPORATED
NORTHERN TRUST INVESTMENTS, INCORPORATED (CRD# 105780) is an SEC-Registered Investment Advisor (RIA), headquartered in Chicago, IL. The SEC approved the firm to operate as an RIA in Nov 1988. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $806.6 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 44% of RAUM.   Non-US investors represent 0% .  
 
NORTHERN TRUST INVESTMENTS, INCORPORATED also reported in Mar 2019
  • 573 employees, with 155 performing advisory functions.
  • A total of 10 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
NORTHERN TRUST INVESTMENTS, INCORPORATED has one or more disclosure events currently on file with the SEC.
 

View NORTHERN TRUST INVESTMENTS, INCORPORATED's most recent Form ADV filing
 irban42



NORTHERN TRUST INVESTMENTS, INCORPORATED has Notice Filings with the following State Securities Authorities: < AK-Jul 2000, AL-Dec 2000, AR-Jul 2000, AZ-Jul 2000, CA-Jul 2000 , CO-Jul 2000, CT-Aug 2000, DC-Sep 2000, DE-Aug 2003, FL-Jul 2000 , GA-Jul 2001, HI-Jul 2000, IA-Jul 2000, ID-Jul 2000, IL-Jul 2000 , IN-Feb 2001, KS-Jul 2000, KY-Jul 2000, LA-Mar 2002, MA-Jul 2000 , MD-Jul 2000, ME-Aug 2000, MI-Jul 2000, MN-Jul 2000, MO-Jul 2000 , MS-May 2000, MT-Jul 2000, NC-Dec 2000, ND-Jul 2000, NE-Aug 1994 , NH-Jul 2000, NJ-Jul 2000, NM-Jul 2000, NV-Aug 2000, NY-Jan 2000 , OH-Jul 2000, OK-Aug 2000, OR-Jul 2000, PA-Jul 2000, PR-Jul 2000 , RI-Jul 2000, SC-Jul 2000, SD-Jul 2000, TN-Jul 2000, TX-Jul 2000 , UT-Jul 2000, VA-Jul 2000, VT-Aug 2000, WA-Jul 2000, WI-Jul 2000 , WV-Jul 2000, WY-Sep 2017


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


irban43
g2red1
g2red2 g2red3
g2red4
g2red5 g2red6
g2red7
g2red8 g2red9

irban43


1 2
3
4
5 6
7
8
9 10
11
12