OFFIT CAPITAL
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OFFIT CAPITAL
(CRD# 144474)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Aug 2007.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$11.6 Billion,
with discretion over
26%
of those assets.
Pooled investment vehicles (Private Funds) account for
11%
of RAUM.
Non-US investors represent
10%
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OFFIT CAPITAL
also reported in
Mar 2019
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46
employees,
with
38
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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OFFIT CAPITAL has no disclosure events reported to the SEC at this time.
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OFFIT CAPITAL has Notice Filings with the following State Securities Authorities:
CA-Aug 2007, CT-Aug 2013, DC-Mar 2019, DE-Mar 2019, FL- IL-Mar 2019, MD-Mar 2019, MI-Mar 2016, NJ-Aug 2007, NY-<
, PA-Mar 2019, SD-Mar 2016, TX-Aug 2007
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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