OFI STEELPATH, INC.
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OFI STEELPATH, INC.
(CRD# 165117)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Dallas, TX.
The SEC approved the firm to operate as an RIA in
Aug 2012.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$11.0 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
0%
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OFI STEELPATH, INC.
also reported in
Mar 2019
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19
employees,
with
10
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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OFI STEELPATH, INC. has one or more disclosure events currently on file with the SEC.
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OFI STEELPATH, INC. has Notice Filings with the following State Securities Authorities:
AK-Dec 2012, AL-Dec 2012, AR-Dec 2012, AZ-Dec 2012, CA-Aug 20
, CO-Aug 2012, CT-Aug 2012, DC-Dec 2012, DE-Dec 2012, FL-Aug 2
, GA-Dec 2012, HI-Dec 2012, IA-Dec 2012, ID-Dec 2012, IL-Jan 2
, IN-Dec 2012, KS-Dec 2012, KY-Dec 2012, LA-Dec 2012, MA-Aug 2
, MD-Dec 2012, ME-Dec 2012, MI-Dec 2012, MN-Dec 2012, MO-Dec 2
, MS-Dec 2012, MT-Dec 2012, NC-Aug 2012, ND-Dec 2012, NE-Dec 2
, NH-Aug 2012, NJ-Aug 2012, NM-Dec 2012, NV-Dec 2012, NY-Aug 2
, OH-Aug 2012, OK-Aug 2012, OR-Dec 2012, PA-Aug 2012, PR-Dec 2
, RI-Dec 2012, SC-Dec 2012, SD-Dec 2012, TN-Dec 2012, TX-Aug 2
, UT-Dec 2012, VA-Dec 2012, VT-Dec 2012, WA-Dec 2012, WI-Dec 2
, WV-Dec 2012
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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