ONEAMERICA INVESTMENT ADVISORY SERVICES LLC
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ONEAMERICA INVESTMENT ADVISORY SERVICES LLC
(CRD# 285390)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Indianapolis, IN.
The SEC approved the firm to operate as an RIA in
Oct 2016.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.3 Billion,
with discretion over
84%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ONEAMERICA INVESTMENT ADVISORY SERVICES LLC
also reported in
Mar 2019
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8
employees,
all of whom perform advisory functions.
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A total of 5 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ONEAMERICA INVESTMENT ADVISORY SERVICES LLC has no disclosure events reported to the SEC at this time.
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ONEAMERICA INVESTMENT ADVISORY SERVICES LLC has Notice Filings with the following State Securities Authorities:
AK-Nov 2016, AL-Nov 2016, AR-Nov 2016, AZ-Nov 2016, CA-Nov 2016
, CO-Nov 2016, CT-Nov 2016, DC-Nov 2016, DE-Nov 2016, FL-Nov 2016
, GA-Nov 2016, HI-Nov 2016, IA-Nov 2016, ID-Nov 2016, IL-Jan 2017
, IN-Oct 2016, KS-Nov 2016, KY-Nov 2016, LA-Nov 2016, MA-Nov 2016
, MD-Nov 2016, ME-Nov 2016, MI-Nov 2016, MN-Nov 2016, MO-Nov 2016
, MS-Nov 2016, MT-Nov 2016, NC-Nov 2016, ND-Nov 2016, NE-Nov 2016
, NH-Nov 2016, NJ-Dec 2016, NM-Nov 2016, NV-Nov 2016, NY-Nov 2016
, OH-Nov 2016, OK-Nov 2016, OR-Nov 2016, PA-Nov 2016, RI-Nov 2016
, SC-Nov 2016, SD-Nov 2016, TN-Nov 2016, TX-Nov 2016, UT-Nov 2016
, VA-Nov 2016, VT-Nov 2016, WA-Nov 2016, WI-Nov 2016, WV-Nov 2016
, WY-Jul 2017
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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