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O'SHAUGHNESSY ASSET MANAGEMENT, LLC
O'SHAUGHNESSY ASSET MANAGEMENT, LLC (CRD# 144594) is an SEC-Registered Investment Advisor (RIA), headquartered in Stamford, CT. The SEC approved the firm to operate as an RIA in Jul 2007. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $5.1 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 41% of RAUM.   Non-US investors represent 45% .  
 
O'SHAUGHNESSY ASSET MANAGEMENT, LLC also reported in Mar 2019
  • 32 employees, with 18 performing advisory functions.
  • A total of 2 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
O'SHAUGHNESSY ASSET MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
 

View O'SHAUGHNESSY ASSET MANAGEMENT, LLC's most recent Form ADV filing
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O'SHAUGHNESSY ASSET MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: AK-Feb 2008, AL-Feb 2008, AR-Feb 2008, AZ-Feb 2008, CA-Feb 2008 , CO-Feb 2008, CT-Oct 2007, DC-Feb 2008, DE-Feb 2008, FL-Feb 2008 , GA-Feb 2008, HI-Feb 2008, IA-Feb 2008, ID-Feb 2008, IL-Mar 2008 , IN-Feb 2008, KS-Feb 2008, KY-Feb 2008, LA-Feb 2008, MA-Feb 2008 , MD-Feb 2008, ME-Feb 2008, MI-Feb 2008, MN-Feb 2008, MO-Feb 2008 , MS-Feb 2008, MT-Feb 2008, NC-Feb 2008, ND-Feb 2008, NE-Feb 2008 , NH-Feb 2008, NJ-Mar 2008, NM-Feb 2008, NV-Feb 2008, NY-Feb 2008 , OH-Feb 2008, OK-Feb 2008, OR-Feb 2008, PA-Feb 2008, PR-May 2016 , RI-Feb 2008, SC-Feb 2008, SD-Feb 2008, TN-Feb 2008, TX-Feb 2008 , UT-Feb 2008, VA-Feb 2008, VI-May 2016, VT-Feb 2008, WA-Feb 2008 , WI-Feb 2008, WV-Feb 2008


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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