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OSTERWEIS CAPITAL MANAGEMENT
OSTERWEIS CAPITAL MANAGEMENT (CRD# 109580) is an SEC-Registered Investment Advisor (RIA), headquartered in San Francisco, CA. The SEC approved the firm to operate as an RIA in May 1997. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $6.3 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
OSTERWEIS CAPITAL MANAGEMENT also reported in Mar 2019
  • 58 employees, with 17 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
OSTERWEIS CAPITAL MANAGEMENT has no disclosure events reported to the SEC at this time.
 

View OSTERWEIS CAPITAL MANAGEMENT's most recent Form ADV filing
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OSTERWEIS CAPITAL MANAGEMENT has Notice Filings with the following State Securities Authorities: CA-Aug 1997, FL-Mar 2014, LA-Mar 2014, NE-Mar 2014, NH-Mar 2014 , NY-Mar 2004, OR-Mar 2015, TX-Jan 1999


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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