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OXFORD FINANCIAL GROUP, LTD
OXFORD FINANCIAL GROUP, LTD (CRD# 105303) is an SEC-Registered Investment Advisor (RIA), headquartered in Carmel, IN. The SEC approved the firm to operate as an RIA in Feb 1984. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $11.0 Billion, with discretion over 35% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
OXFORD FINANCIAL GROUP, LTD also reported in Mar 2019
  • 153 employees, with 28 performing advisory functions.
  • A total of 5 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
OXFORD FINANCIAL GROUP, LTD has no disclosure events reported to the SEC at this time.
 

View OXFORD FINANCIAL GROUP, LTD's most recent Form ADV filing
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OXFORD FINANCIAL GROUP, LTD has Notice Filings with the following State Securities Authorities: AZ-Sep 2006, CA-May 2000, DE-Jan 2017, FL-Apr 1999, IL-Apr 1997 , IN-Feb 2001, KS-Mar 2018, KY-Feb 2002, LA-Mar 2012, MI-Apr 1999 , MN-Mar 2009, MO-Mar 2009, NC-Mar 2014, NH-Mar 2012, NY-Mar 2019 , OH-Apr 1999, SC-Apr 2002, TN-Mar 2019, TX-Apr 1999


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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