PACIFIC INCOME ADVISERS INC
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PACIFIC INCOME ADVISERS INC
(CRD# 104719)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Santa Monica, CA.
The SEC approved the firm to operate as an RIA in
Sep 1986.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$7.1 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
71%
of RAUM.
Non-US investors represent
1%
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PACIFIC INCOME ADVISERS INC
also reported in
Mar 2019
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30
employees,
with
21
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PACIFIC INCOME ADVISERS INC has one or more disclosure events currently on file with the SEC.
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PACIFIC INCOME ADVISERS INC has Notice Filings with the following State Securities Authorities:
AK-Sep 1994, AL-Jun 1994, AR-Oct 1994, AZ-Sep 1994, CA-Oct 1986
, CO-Mar 1999, CT-Apr 1998, DC-Feb 1995, DE-Apr 2003, FL-Apr 1999
, GA-Oct 1994, HI-Nov 1994, IA-Mar 1999, ID-Jul 1995, IL-May 1998
, IN-Feb 2001, KS-Apr 1995, KY-Nov 1994, LA-Oct 2001, MA-Dec 1994
, MD-Oct 1994, ME-Feb 1995, MI-Nov 1997, MN-Aug 1994, MO-Mar 1995
, MS-Sep 1997, MT-Jan 1998, NC-Jan 2001, ND-Apr 1995, NE-Jun 1995
, NH-Sep 1994, NJ-May 1994, NM-Oct 1994, NV-Sep 1994, NY-Aug 1994
, OH-Apr 1999, OK-Jan 1998, OR-Oct 1994, PA-Mar 1995, PR-Aug 1997
, RI-Mar 1995, SC-Jan 2001, SD-Nov 1994, TN-Mar 1995, TX-Apr 1993
, UT-Jan 1995, VA-May 1994, VI-Mar 2011, VT-Mar 1995, WA-Oct 1994
, WI-Nov 1993, WV-Jul 1995
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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