PALOMA PARTNERS MANAGEMENT COMPANY
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PALOMA PARTNERS MANAGEMENT COMPANY
(CRD# 138460)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Greenwich, CT.
The SEC approved the firm to operate as an RIA in
Oct 2011.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$9.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
100%
of RAUM.
Non-US investors represent
65%
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PALOMA PARTNERS MANAGEMENT COMPANY
files an umbrella registration with the SEC. The firm also reported in
Mar 2019
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83
employees,
with
51
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PALOMA PARTNERS MANAGEMENT COMPANY has no disclosure events reported to the SEC at this time.
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PALOMA PARTNERS MANAGEMENT COMPANY has Notice Filings with the following State Securities Authorities:
CT-Apr 2012
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from the SEC website and is believed to be
accurate. FindingFraud.org is
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for errors or omissions. Please note
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