PATTERSON & ASSOCIATES
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PATTERSON & ASSOCIATES
(CRD# 110735)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Austin, TX.
The SEC approved the firm to operate as an RIA in
May 1994.
In
Jan 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.5 Billion,
with discretion over
0%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
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PATTERSON & ASSOCIATES
also reported in
Jan 2019
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4
employees,
with
3
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PATTERSON & ASSOCIATES has no disclosure events reported to the SEC at this time.
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PATTERSON & ASSOCIATES has Notice Filings with the following State Securities Authorities: AZ-Apr 2016, TX-Feb 2006
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from the SEC website and is believed to be
accurate. FindingFraud.org is
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for errors or omissions. Please note
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