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PENN MUTUAL ASSET MANAGEMENT, LLC
PENN MUTUAL ASSET MANAGEMENT, LLC (CRD# 107518) is an SEC-Registered Investment Advisor (RIA), headquartered in Horsham, PA. The SEC approved the firm to operate as an RIA in Feb 1990. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $24.8 Billion, with discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 1% of RAUM.   Non-US investors represent 0% .  
 
PENN MUTUAL ASSET MANAGEMENT, LLC also reported in Mar 2019
  • 36 employees, all of whom perform advisory functions.
  • One office location.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
PENN MUTUAL ASSET MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
 

View PENN MUTUAL ASSET MANAGEMENT, LLC's most recent Form ADV filing
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PENN MUTUAL ASSET MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: PA-Jul 1990


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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