PENN MUTUAL ASSET MANAGEMENT, LLC
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PENN MUTUAL ASSET MANAGEMENT, LLC
(CRD# 107518)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Horsham, PA.
The SEC approved the firm to operate as an RIA in
Feb 1990.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$24.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
0%
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PENN MUTUAL ASSET MANAGEMENT, LLC
also reported in
Mar 2019
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36
employees,
all of whom perform advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PENN MUTUAL ASSET MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
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PENN MUTUAL ASSET MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
PA-Jul 1990
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from the SEC website and is believed to be
accurate. FindingFraud.org is
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for errors or omissions. Please note
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