PEOPLE'S UNITED ADVISORS, INC.
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PEOPLE'S UNITED ADVISORS, INC.
(CRD# 292454)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Bridgeport, CT.
The SEC approved the firm to operate as an RIA in
Mar 2018.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$8.5 Billion,
with discretion over
94%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
1%
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PEOPLE'S UNITED ADVISORS, INC.
also reported in
Mar 2019
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140
employees,
with
115
performing advisory functions.
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A total of 19 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PEOPLE'S UNITED ADVISORS, INC. has one or more disclosure events currently on file with the SEC.
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PEOPLE'S UNITED ADVISORS, INC. has Notice Filings with the following State Securities Authorities: AK-Mar 2018, AZ-Mar 2018, CA-Mar 2018, CO-Mar 2018, CT-Mar 2018
, DC-Mar 2018, DE-Mar 2018, FL-Mar 2018, GA-Mar 2018, HI-Mar 2019
, IA-Mar 2019, IL-Mar 2018, IN-Mar 2019, KY-Mar 2018, MA-Mar 2018
, MD-Mar 2018, ME-Mar 2018, MI-Mar 2018, NC-Mar 2018, NH-Mar 2018
, NJ-Mar 2018, NY-Mar 2018, OH-Mar 2018, OR-Mar 2018, PA-Mar 2018
, RI-Mar 2018, SC-Mar 2018, TN-Mar 2019, TX-Mar 2018, UT-Mar 2018
, VA-Mar 2018, VT-Mar 2018, WA-Mar 2018, WI-Mar 2019
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from the SEC website and is believed to be
accurate. FindingFraud.org is
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for errors or omissions. Please note
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