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PEOPLE'S UNITED ADVISORS, INC.
PEOPLE'S UNITED ADVISORS, INC. (CRD# 292454) is an SEC-Registered Investment Advisor (RIA), headquartered in Bridgeport, CT. The SEC approved the firm to operate as an RIA in Mar 2018. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $8.5 Billion, with discretion over 94% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 1% .  
 
PEOPLE'S UNITED ADVISORS, INC. also reported in Mar 2019
  • 140 employees, with 115 performing advisory functions.
  • A total of 19 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
PEOPLE'S UNITED ADVISORS, INC. has one or more disclosure events currently on file with the SEC.
 

View PEOPLE'S UNITED ADVISORS, INC.'s most recent Form ADV filing
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PEOPLE'S UNITED ADVISORS, INC. has Notice Filings with the following State Securities Authorities: AK-Mar 2018, AZ-Mar 2018, CA-Mar 2018, CO-Mar 2018, CT-Mar 2018 , DC-Mar 2018, DE-Mar 2018, FL-Mar 2018, GA-Mar 2018, HI-Mar 2019 , IA-Mar 2019, IL-Mar 2018, IN-Mar 2019, KY-Mar 2018, MA-Mar 2018 , MD-Mar 2018, ME-Mar 2018, MI-Mar 2018, NC-Mar 2018, NH-Mar 2018 , NJ-Mar 2018, NY-Mar 2018, OH-Mar 2018, OR-Mar 2018, PA-Mar 2018 , RI-Mar 2018, SC-Mar 2018, TN-Mar 2019, TX-Mar 2018, UT-Mar 2018 , VA-Mar 2018, VT-Mar 2018, WA-Mar 2018, WI-Mar 2019


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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