PERKINS INVESTMENT MANAGEMENT LLC
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PERKINS INVESTMENT MANAGEMENT LLC
(CRD# 126925)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
May 2003.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$7.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
16%
.
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PERKINS INVESTMENT MANAGEMENT LLC
also reported in
Mar 2019
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22
employees,
with
15
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PERKINS INVESTMENT MANAGEMENT LLC has one or more disclosure events currently on file with the SEC.
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PERKINS INVESTMENT MANAGEMENT LLC has Notice Filings with the following State Securities Authorities:
AK-Mar 2010, AL-Mar 2005, AR-Sep 2007, AZ-May 2005, CA-May 2003
, CO-Mar 2011, CT-Mar 2005, DC-Apr 2006, DE-Sep 2007, FL-May 2003
, GA-Mar 2005, HI-May 2006, IA-Jun 2007, ID-Mar 2005, IL-May 2003
, IN-Jul 2005, KS-Jan 2007, KY-Jul 2005, LA-May 2005, MA-Mar 2005
, MD-Mar 2005, ME-Mar 2010, MI-Mar 2005, MN-Mar 2005, MO-Jul 2005
, MS-Mar 2005, MT-Mar 2009, NC-Apr 2005, ND-Mar 2010, NE-Nov 2006
, NH-Mar 2009, NJ-Apr 2005, NM-Apr 2005, NV-Apr 2006, NY-Mar 2005
, OH-Mar 2005, OK-Sep 2006, OR-Sep 2005, PA-Apr 2005, RI-Nov 2006
, SC-Apr 2006, SD-Apr 2010, TN-Apr 2005, TX-May 2003, UT-Nov 2006
, VA-Mar 2005, VT-Apr 2006, WA-Mar 2005, WI-Aug 2005, WV-Mar 2009
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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