PERSONAL CAPITAL ADVISORS CORPORATION
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PERSONAL CAPITAL ADVISORS CORPORATION
(CRD# 155172)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Francisco, CA.
The SEC approved the firm to operate as an RIA in
Aug 2011.
In
Feb 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$8.6 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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PERSONAL CAPITAL ADVISORS CORPORATION
also reported in
Feb 2019
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236
employees,
with
233
performing advisory functions.
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A total of 4 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PERSONAL CAPITAL ADVISORS CORPORATION has no disclosure events reported to the SEC at this time.
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PERSONAL CAPITAL ADVISORS CORPORATION has Notice Filings with the following State Securities Authorities:
AK-Mar 2017, AL-Mar 2012, AR-Mar 2012, AZ-Mar 2012, CA-Aug 2011
, CO-Mar 2012, CT-Mar 2012, DC-Mar 2012, DE-Mar 2012, FL-Apr 2012
, GA-Mar 2012, HI-Mar 2012, IA-Mar 2012, ID-Mar 2012, IL-Apr 2012
, IN-Mar 2012, KS-Mar 2012, KY-Mar 2012, LA-Mar 2012, MA-Mar 2012
, MD-Mar 2012, ME-Mar 2012, MI-Mar 2012, MN-Mar 2012, MO-Mar 2012
, MS-Mar 2012, MT-Mar 2017, NC-Mar 2012, ND-Mar 2012, NE-Mar 2012
, NH-Mar 2012, NJ-May 2012, NM-Mar 2012, NV-Mar 2012, NY-Mar 2012
, OH-Mar 2012, OK-Mar 2012, OR-Mar 2012, PA-Mar 2012, RI-Mar 2012
, SC-Mar 2012, SD-Mar 2012, TN-Mar 2012, TX-Mar 2012, UT-Mar 2012
, VA-Mar 2012, VT-Mar 2012, WA-Mar 2012, WI-Mar 2012, WV-Mar 2012
, WY-Feb 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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