PINE BROOK
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PINE BROOK
(CRD# 162247)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Apr 2018.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.8 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
100%
of RAUM.
Non-US investors represent
17%
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PINE BROOK
also reported in
Mar 2019
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41
employees,
with
26
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PINE BROOK has no disclosure events reported to the SEC at this time.
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PINE BROOK has Notice Filings with the following State Securities Authorities:
NY-Apr 2018, TX-Apr 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
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