PLANTE MORAN FINANCIAL ADVISORS
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PLANTE MORAN FINANCIAL ADVISORS
(CRD# 112158)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Southfield, MI.
The SEC approved the firm to operate as an RIA in
Jun 1993.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$14.3 Billion,
with discretion over
54%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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PLANTE MORAN FINANCIAL ADVISORS
also reported in
Mar 2019
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142
employees,
with
140
performing advisory functions.
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A total of 21 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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PLANTE MORAN FINANCIAL ADVISORS has no disclosure events reported to the SEC at this time.
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PLANTE MORAN FINANCIAL ADVISORS has Notice Filings with the following State Securities Authorities: AL-Jul 2011, AZ-Nov 2008, CA-Mar 1996, CO-Sep 2013, CT-Mar 2017
, FL-Jan 1996, GA-Sep 2009, IL-Jun 2004, IN-Jan 2006, KY-Sep 2010
, LA-Sep 2017, MA-Nov 2010, MD-Mar 2013, MI-Nov 2001, MN-Sep 2010
, NC-Nov 2008, NE-Jan 2008, NH-Sep 2017, NJ-Oct 2009, NV-Jan 2006
, NY-Jan 2008, OH-Jan 2003, OR-Sep 2013, PA-Sep 2013, PR-Sep 2018
, SC-Jan 2010, TN-Jan 2010, TX-Jan 2008, VA-Jan 2006, WA-Nov 2009
, WI-Mar 2010
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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